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National market system plan
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#	Item
201	Release No[removed]; Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc., Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-07-13 08:37:36 Economy of the United States Financial regulation Financial system Securities Exchange Act Financial Industry Regulatory Authority NASDAQ Self-regulatory organization U.S. Securities and Exchange Commission Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
202	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]July 30, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modif Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 20:04:06 Financial system Regulation NMS Securities Exchange Act Consolidated Tape Association National best bid and offer New York Stock Exchange Market data National market system plan U.S. Securities and Exchange Commission Financial markets Financial economics Finance
203	Release No[removed]; File No. SR- BSE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-15 10:30:49 United States securities law Investment 73rd United States Congress Financial system Stock market Securities Exchange Act National market system plan U.S. Securities and Exchange Commission Stock exchange Financial economics United States Securities and Exchange Commission Financial markets
204	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]August 27, 2013 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fourth Amendment to the National Market System Plan to Ad Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-28 08:10:01 Investment United States Securities and Exchange Commission NYSE Euronext Self-regulatory organizations Regulation NMS Chicago Stock Exchange Order Securities Exchange Act National market system plan Financial economics Economy of the United States Financial markets
205	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 30, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 20:04:33 Investment Regulation NMS Securities Exchange Act Consolidated Tape Association National best bid and offer New York Stock Exchange Market data National market system plan U.S. Securities and Exchange Commission Financial markets Financial economics Finance
206	Notice of Filing and Immediate Effectiveness of Proposed Amendment to Revise Section 4.04 of the Data Recipient Interface Specification and Section 4.15 of the Participant Interface Specification and Make Conforming Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-02 11:29:10 Options Price Reporting Authority Economics National market system plan Securities Exchange Act Bid price U.S. Securities and Exchange Commission Financial markets Financial economics Finance
207	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-07 12:36:35 United States securities law Investment 73rd United States Congress United States Securities and Exchange Commission Finance Consolidated Tape Association Securities Exchange Act NASDAQ National market system plan Financial markets Self-regulatory organizations Financial economics
208	Microsoft Word - id358rgm.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-01 16:47:41 Computer networking Consolidated Tape Association Investment Generally Accepted Accounting Principles NASDAQ National market system plan Fee Securities Industry Automation Corporation Finance Financial markets Self-regulatory organizations Financial economics
209	Microsoft Word - Regulation NMS Allocation Exemptive Order _34-53828_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-18 12:42:18 Financial system United States securities law Regulation NMS Finance Self-regulatory organizations 73rd United States Congress Securities Exchange Act Consolidated Tape Association National market system plan United States Securities and Exchange Commission Financial markets Financial economics
210	Opening Statement by David Colker CEO and President of The National Stock Exchange Before the Securities and Exchange Commission On Proposed Regulation NMS April 21, 2004 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-27 09:27:42 Stock market Finance Regulation NMS United States Securities and Exchange Commission Market data National market system plan NASDAQ Short U.S. Securities and Exchange Commission Financial markets Financial economics Investment

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